Filing Details
- Accession Number:
- 0001214659-13-001006
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-02-22 18:27:06
- Reporting Period:
- 2013-02-20
- Filing Date:
- 2013-02-22
- Accepted Time:
- 2013-02-22 18:27:06
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1110647 | Oclaro Inc. | OCLR | Semiconductors & Related Devices (3674) | 201303994 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1351265 | Hunt Catherine Rundle | 2560 Junction Avenue San Jose CA 95134 | General Counsel | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-02-20 | 9,225 | $1.40 | 102,207 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-02-21 | 183 | $1.47 | 102,024 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2013-02-21 | 524 | $1.45 | 101,500 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct |
Footnotes
- Sale of 9,225 shares pursuant to a Rule 10b5-1 trading plan adopted on May 21, 2012.
- The total shares includes 9,225 shares acquired through the Company's Employee Stock Purchase Plan. The purchase price was $1.23 per share.
- Withholding of 183 shares to satisfy tax obligations arising in connection with the non-reportable vesting of restricted stock awards.
- Withholding of 524 shares to satisfy tax obligations arising in connection with the non-reportable vesting of restricted stock awards.
Billionaire Hedge Funds
