Home > Insider Trading > Filing (0001225208-13-005121)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
101829	United Technologies Corp	UTX	Aircraft Engines & Engine Parts (3724)	060570975

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1304945	P David Hess	One Financial Plaza Hartford CT 06101	President, Pratt & Whitney	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2013-02-20	114,000	$54.95	176,457	No	4	M	Direct
Common Stock	Acquisiton	2013-02-20	83,000	$71.63	259,457	No	4	M	Direct
Common Stock	Acquisiton	2013-02-20	60,000	$70.81	319,457	No	4	M	Direct
Common Stock	Disposition	2013-02-20	13,348	$91.03	306,109	No	4	S	Direct
Common Stock	Disposition	2013-02-20	17,715	$91.06	288,394	No	4	S	Direct
Common Stock	Disposition	2013-02-20	45,181	$90.99	243,213	No	4	S	Direct
Common Stock	Disposition	2013-02-20	46,652	$91.03	196,561	No	4	F	Direct
Common Stock	Disposition	2013-02-20	65,285	$91.06	131,276	No	4	F	Direct
Common Stock	Disposition	2013-02-20	68,819	$90.99	62,457	No	4	F	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	F	Direct
No	4	F	Direct
No	4	F	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Appreciation Right	Disposition	2013-02-20	60,000	$70.81	60,000	$70.81
Common Stock	Stock Appreciation Right	Disposition	2013-02-20	114,000	$54.95	114,000	$54.95
Common Stock	Stock Appreciation Right	Disposition	2013-02-20	83,000	$71.63	83,000	$71.63

Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
	2018-04-08	No	4	M	Direct
2012-01-02	2019-01-01	No	4	M	Direct
2013-01-04	2020-01-03	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	5,390	Indirect	By Savings Plan Trustee

Footnotes

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.91 to $91.16. Upon request, UTC will provide full information as to the shares sold at each separate price.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.03 to $91.08. Upon request, UTC will provide full information as to the shaes sold at each separate price.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.83 to $91.07. Upon request, UTC will provide full information as to the shares sold at each separate price.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.03 to $91.08. Upon request, UTC will provide full information as to the shares sold at each separate price.
120,000 Stock Appreciation Rights were granted on April 9, 2008, with 60,000 remaining outstanding at the time this transaction was initiated. These 60,000 SARs vested on April 9, 2012.