Filing Details

Accession Number:
0001209191-13-010972
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-02-22 16:52:34
Reporting Period:
2013-02-20
Filing Date:
2013-02-22
Accepted Time:
2013-02-22 16:52:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1551182 Eaton Corp Plc ETN Misc Industrial & Commercial Machinery & Equipment (3590) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1188585 M Alexander Cutler 1000 Eaton Boulevard
Cleveland OH 44122
See Remarks Below. Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares Acquisiton 2013-02-20 199,535 $34.11 735,823 No 4 M Direct
Ordinary Shares Disposition 2013-02-20 199,535 $61.02 536,288 No 4 S Direct
Ordinary Shares Acquisiton 2013-02-20 8,462 $29.54 544,750 No 4 M Direct
Ordinary Shares Disposition 2013-02-20 4,071 $61.38 540,679 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 F Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Ordinary Shares Stock Option Disposition 2013-02-20 199,535 $0.00 199,535 $34.11
Ordinary Shares Stock Option Disposition 2013-02-20 8,462 $0.00 8,462 $29.54
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
202,465 2006-02-22 2015-02-22 No 4 M Direct
0 2005-02-24 2014-02-24 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Ordinary Shares 38,126 Indirect by trustee of ESP
Ordinary Shares 2,000 Indirect by son
Footnotes
  1. Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $60.62 - $61.40. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
  2. These shares were delivered to the issuer to pay for the applicable option exercise price and withholding tax.
  3. Aggregate holdings have been adjusted to reflect certain gifts of Eaton Corporation common shares by the reporting person prior to the consummation of the merger of Eaton Corporation with a wholly owned subsidiary of Eaton Corporation plc on November 30, 2012.
  4. These shares are held in the Eaton Savings Plan.