Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2013-02-22 16:31:51
Reporting Period:
Filing Date:
Accepted Time:
2013-02-22 16:31:51
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
1001288 Lexmark International Inc LXK Computer & Office Equipment (3570) 061308215
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1218799 L Jeri Isbell One Lexmark Centre Drive
740 West New Circle Road
Lexington KY 40550
Vp Of Human Resources No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2013-02-20 7,800 $0.00 50,129 No 4 A Direct
Class A Common Stock Disposition 2013-02-20 1,445 $22.06 48,684 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 20,623 Indirect By 401(k)
Class A Common Stock 9,410 Indirect By Personal Trust
Class A Common Stock 448 Indirect By Trust
  1. Represents an award to the Reporting Person of an equal number of restricted stock units (RSUs) granted pursuant to the Issuer's stock incentive plan, which will vest and settle as follows: 34% on February 24, 2014, and 33% on each of February 24, 2015 and February 24, 2016.
  2. Shares sold to cover the tax liabilities related to the vesting and settlement of restricted stock units (RSUs) and associated dividend equivalent units (DEUs) held by the reporting person.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $22.06 to $22.0624, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  4. 37,901 of these securities are RSUs and earned performance-based RSUs (PRSUs), including associated dividend equivalent units, which have not yet vested.
  5. Held by two individual trusts, of which the Reporting Person is the Trustee and the beneficiaries of which are her children. The Reporting Person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.