Filing Details

Accession Number:
0001209191-13-010674
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-02-21 19:35:53
Reporting Period:
2013-02-19
Filing Date:
2013-02-21
Accepted Time:
2013-02-21 19:35:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
911635 Associated Estates Realty Corp AEC Real Estate Investment Trusts (6798) 341747603
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1244947 Lou Fatica 1 Aec Parkway
Richmond Heights OH 44143
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares, Without Par Value Acquisiton 2013-02-19 12,750 $9.46 235,699 No 4 M Direct
Common Shares, Without Par Value Acquisiton 2013-02-19 30,354 $9.58 266,053 No 4 M Direct
Common Shares, Without Par Value Acquisiton 2013-02-19 26,060 $11.26 292,113 No 4 M Direct
Common Shares, Without Par Value Disposition 2013-02-19 65,564 $17.34 226,549 No 4 S Direct
Common Shares, Without Par Value Disposition 2013-02-19 3,600 $17.40 222,949 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares Employee Stock Options Disposition 2013-02-19 12,750 $0.00 12,750 $9.46
Common Shares Employee Stock Options Disposition 2013-02-19 30,354 $0.00 30,354 $9.58
Common Shares Empoyee Stock Options Disposition 2013-02-19 26,060 $0.00 26,060 $11.26
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2005-08-27 2014-08-27 No 4 M Direct
0 2006-02-04 2015-08-04 No 4 M Direct
0 2007-02-28 2016-02-27 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Shares, Without Par Value 2,914 Indirect By 401(k)
Footnotes
  1. Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $17.295 - $17.39. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
  2. Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $17.395 - $17.41. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.