Filing Details

Accession Number:
0001144204-13-010526
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-02-21 16:39:37
Reporting Period:
2013-02-19
Filing Date:
2013-02-21
Accepted Time:
2013-02-21 16:39:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1091596 Cytomedix Inc CMXI Surgical & Medical Instruments & Apparatus (3841) 232958959
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1542363 Joseph Guercio Del 209 Perry Parkway, Suite 7
Gaithersburg MD 20877
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-02-19 509,091 $0.55 1,143,770 No 4 P Indirect SEE FOOTNOTE
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect SEE FOOTNOTE
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock COMMON STOCK WARRANT Acquisiton 2013-02-19 356,364 $0.00 356,364 $0.75
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
520,362 2013-02-19 2018-02-19 No 4 P Indirect
Footnotes
  1. The shares of common stock and common stock warrants were acquired and are owned directly by CNF Investments II, LLC. ("CNF") in the February 19, 2013 registered offering of the Company's securities pursuant to the effective registration statement on Form S-3 (the "Reportable Securities"). The individual managing members (collectively, the "CNF Member Managers") of CNF are Joseph Del Guercio and Robert J. Flanagan. CNF and CNF Member Managers may share voting and dispositive power over the shares directly held by CNF. Mr. Del Guercio is Managing Director of CNF. He disclaims beneficial ownership of such securities and this report is not an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein.
  2. The Reportable Securities in the above-referenced offering were sold in units, at the price per unit of $.55, with each unit consisting of one share of common stock together with a warrant to purchase 0.7 of a share of common stock. The warrants are immediately exercisable at an exercise price of $0.75 per share and expire on February 21, 2018 and are subject to transfer restrictions.