Filing Details

Accession Number:
0001140361-13-008408
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2013-02-20 17:05:35
Reporting Period:
2012-08-22
Filing Date:
2013-02-20
Accepted Time:
2013-02-20 17:05:35
Original Submission Date:
2012-08-24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1262823 Westlake Chemical Corp WLK Industrial Organic Chemicals (2860) 760346924
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1299505 James Chao 2801 Post Oak Blvd.
Houston TX 77056
Director Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-08-22 33,802 $14.24 124,710 No 4 M Direct
Common Stock Disposition 2012-08-22 33,802 $69.03 90,908 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Option (right to buy) Disposition 2012-08-22 33,802 $0.00 33,802 $14.24
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2012-02-13 2019-02-13 No 4 M Direct
Footnotes
  1. The number of shares of common stock held by the reporting person was incorrectly reported on the first transaction shown on the reporting person's original Form 4 filed August 24, 2012 (and correspondingly on each subsequent transaction shown on such Form 4), and was also incorrectly reported on the subsequent Forms 4 filed by the reporting person on December 10, 2012, December 11, 2012, December 12, 2012 and January 10, 2013.
  2. In accordance with the Securities and Exchange Commission's No Action Letter dated June 25, 2008, we have aggregated the sales that occurred on August 22, 2012 for ease of reporting. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $69.00 to $69.0801, inclusive. The reporting person undertakes to provide to Westlake Chemical Corp., any security holder of Westlake Chemical Corp. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4. The transactions were shown individually on the reporting person's original Form 4 filed August 24, 2012.
  3. The derivative securities were previously reported as being acquired instead of disposed of. In addition, the number of derivative securities beneficially owned following reported transaction was previously incorrectly reported as 149,644.