Filing Details
- Accession Number:
- 0001010412-13-000038
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-02-20 16:40:33
- Reporting Period:
- 2013-02-15
- Filing Date:
- 2013-02-20
- Accepted Time:
- 2013-02-20 16:40:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1074909 | Fab Universal Corp. | FU | Services-Prepackaged Software (7372) | 870575577 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1275526 | J Christopher Spencer | Ceo, President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-02-15 | 2,600 | $3.21 | 450,138 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-02-19 | 2,000 | $3.19 | 448,138 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-02-20 | 2,100 | $3.19 | 446,038 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 4,750 | Indirect | Sempire Corp. |
Footnotes
- Mr. Spencer's wife, Patricia, is a beneficial owner of 184 of these shares.
- Mr. Spencer is President of Sempire Corp., a Delaware corporation.
- This figure represents the average weighted sales price for the securities that were sold on the applicable date. These securities were sold for prices ranging from $3.16 to $3.24 per share. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- This figure represents the average weighted sales prices for the securities that were sold on the applicable date. These securities were sold for prices ranging from $3.17 to $3.21 per share. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- This figure represents the average weighted sales price for the securities that were sold on the applicable date. These securities were sold for prices ranging from $3.16 to $3.20 per share. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Billionaire Hedge Funds
