Filing Details
- Accession Number:
- 0001181431-13-010800
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-02-20 13:11:16
- Reporting Period:
- 2013-02-18
- Filing Date:
- 2013-02-20
- Accepted Time:
- 2013-02-20 13:11:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1034670 | Autoliv Inc | ALV | Motor Vehicle Parts & Accessories (3714) | 510378542 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1321553 | Jan Carlson | C/O Autoliv, Inc. Vasagatan 11, 7Th Floor Stockholm V7 SE-111 20 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-02-18 | 8,000 | $67.42 | 55,101 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-02-20 | 4,000 | $69.61 | 51,101 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Unit | Disposition | 2013-02-18 | 8,000 | $0.00 | 8,000 | $0.00 |
| Common Stock | Restricted Stock Unit | Acquisiton | 2013-02-19 | 6,298 | $0.00 | 6,298 | $0.00 |
| Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2013-02-19 | 18,895 | $0.00 | 18,895 | $67.42 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-02-18 | 2013-02-18 | No | 4 | M | Direct |
| 6,298 | 2016-02-19 | 2016-02-19 | No | 4 | A | Direct |
| 18,895 | 2014-02-19 | 2023-02-19 | No | 4 | A | Direct |
Footnotes
- Represents the closing price on February 15, 2013 (the last trading date prior to the vesting date of the restricted stock units (RSUs) from which these shares were converted). No consideration was or is payable by the reporting person.
- The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on August 8, 2012.
- Each RSU represents a contingent right to receive one share of ALV common stock.
- The RSUs vest and convert to shares in one installment on the third anniversary of the grant date.
- The options vest in one installment on the first anniversary of the grant date.
Billionaire Hedge Funds
