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Filing Details

Accession Number:: 0001181431-13-010785
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-02-20 11:53:23
Reporting Period:: 2013-02-12

Filing Date:: 2013-02-20
Accepted Time:: 2013-02-20 11:53:23
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1279695	Universal Biosensors Inc	UBI	Surgical & Medical Instruments & Apparatus (3841)	980424072

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1432802	Adrian Oates	1 Corporate Avenue Rowville Victoria C3 3178	Vp, Quality & Regulatory	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2013-02-12	8,333	$7,291.38	3,253	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Option (Right to Buy)	$0.00	2019-11-12	25,000	25,000	Direct
Common Stock	Stock Option (Right to Buy)	$0.00	2018-11-17	25,000	25,000	Direct
Common Stock	Stock Option (Right to Buy)	$0.00	2017-11-10	25,000	25,000	Direct
Common Stock	Stock Option (Right to Buy)	$1.72	2019-11-09	100,000	100,000	Direct
Common Stock	Stock Option (Right to Buy)	$0.00	2019-06-28	105,000	105,000	Direct
Common Stock	Stock Option (Right to Buy)	$0.00	2019-05-14	16,667	16,667	Direct
Common Stock	Stock Option (Right to Buy)	$1.20	2017-09-18	400,000	400,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2019-11-12	25,000	25,000	Direct
2018-11-17	25,000	25,000	Direct
2017-11-10	25,000	25,000	Direct
2019-11-09	100,000	100,000	Direct
2019-06-28	105,000	105,000	Direct
2019-05-14	16,667	16,667	Direct
2017-09-18	400,000	400,000	Direct

Footnotes

The price reported is stated in Australian dollars.
8,333 stock options vest and become exercisable on 12/31/2013, 8,333 stock options vest and become exercisable on 12/31/2014, and 8,334 stock options vest and become exercisable on 12/31/2015.
8,333 stock options vested and became exercisable on 12/31/2012, 8,333 stock options vest and become exercisable on 12/31/2013, and 8,334 stock options vest and become exercisable on 12/31/2014.
1/3 of the stock options vested and became exercisable on 12/31/10, 1/3 of the stock options vested and became exercisable on 12/31/11 and the remaining stock options vested and became exercisable on 12/31/12.
1/3 of the stock options vested and became exercisable on 12/31/10, 1/3 of the stock options vested and became exercisable on 12/31/11 and the remaining stock options vested and became exercisable on 12/31/12.
10,000 stock options vested and became exercisable on 12/31/10, 21,666 stock options vested and became exercisable on 12/31/11, 35,000 stock options vested and became exercisable on 12/31/12, 25,000 stock options vest and become exercisable on 12/31/13, and 13,334 stock options vest and become exercisable on 12/31/14.
8,333 stock options vested and became exercisable on 12/31/2010 and the remaining stock options vested and became exercisable on 12/31/11.
1/3 of the stock options vested and became exercisable on 06/30/08, 1/3 of the options vested and became exercisable on 06/30/09 and the remaining stock options vested and became exercisable on 06/30/10.