Filing Details

Accession Number:
0001225208-13-004579
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-02-19 18:37:06
Reporting Period:
2013-02-14
Filing Date:
2013-02-19
Accepted Time:
2013-02-19 18:37:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
36104 Us Bancorp USB National Commercial Banks (6021) 410255900
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1185476 Andrew Cecere 800 Nicollet Mall
Minneapolis MN 55402
Vice Chairman And Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.01 Par Value Disposition 2013-02-14 41,298 $33.87 141,001 No 4 S Direct
Common Stock, $0.01 Par Value Acquisiton 2013-02-15 21,185 $0.00 162,186 No 4 M Direct
Common Stock, $0.01 Par Value Disposition 2013-02-15 7,358 $34.08 154,828 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
No 4 F Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, $0.01 Par Value Employee Stock Option (Right to Buy) Acquisiton 2013-02-14 84,948 $0.00 84,948 $33.99
Common Stock, $0.01 Par Value Restricted Stock Units Acquisiton 2013-02-14 91,019 $0.00 91,019 $0.00
Common Stock, $0.01 Par Value Restricted Stock Units Disposition 2013-02-15 21,185 $0.00 21,185 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
84,948 2023-02-14 No 4 A Direct
91,019 2014-02-14 No 4 A Direct
63,557 2013-02-15 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, $0.01 Par Value 9,968 Indirect By 401(k) plan
Common Stock, $0.01 Par Value 341 Indirect By Spouse
Footnotes
  1. The price in Column 4 is a weighted average price. The prices actually received ranged from $33.8700 to $33.8750. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
  2. Based on a plan report dated February 4, 2013, the most recent plan report available.
  3. The options vest in four equal annual installments beginning February 14, 2014. These options make up part of the reporting person's 2013 long-term incentive compensation grant.
  4. Restricted stock units convert into common stock on a one-for-one basis at the time of vesting.
  5. Prior to the first vesting, the number of units subject to the award will be adjusted based on the company's one-year performance against certain performance targets set on the grant date. The number of units may increase to as much as 125%, or decrease to as little as 0%, of the initial number of units. These restricted stock units make up part of the reporting person's 2013 long-term incentive compensation grant.
  6. The restricted stock units vest in four equal annual installments beginning on the date listed in the Date Exercisable column of Box 6.