Filing Details

Accession Number:
0001534158-13-000026
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-02-19 18:33:20
Reporting Period:
2013-02-14
Filing Date:
2013-02-19
Accepted Time:
2013-02-19 18:33:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1122976 Polyone Corp POL Plastic Materials, Synth Resins & Nonvulcan Elastomers (2821) 341730488
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1229313 D Stephen Newlin Polyone Center
33587 Walker Road
Avon Lake OH 44012
Chairman, President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-02-17 121,100 $0.00 362,356 No 4 M Direct
Common Stock Disposition 2013-02-17 58,253 $23.08 304,103 No 4 F Direct
Common Stock Disposition 2013-02-14 5,000 $23.50 25,000 No 4 S Indirect by Trust
Common Stock Disposition 2013-02-19 5,000 $23.45 20,000 No 4 S Indirect by Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Indirect by Trust
No 4 S Indirect by Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2013-02-17 121,100 $0.00 121,100 $0.00
Common Stock Restricted Stock Units Acquisiton 2013-02-15 63,000 $0.00 63,000 $0.00
Common Stock Stock Appreciation Rights Acquisiton 2013-02-15 137,000 $0.00 137,000 $23.08
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2013-02-17 2013-02-17 No 4 M Direct
63,000 2016-02-15 2016-02-15 No 4 A Direct
137,000 2023-02-15 No 4 A Direct
Footnotes
  1. Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.
  2. Includes dividend equivalents earned with respect to the vested restricted stock units.
  3. SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $23.08 per share and no more than one-third of the grant can vest per year during the first three years.