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Filing Details

Accession Number:: 0001205035-13-000001
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-02-19 11:26:37
Reporting Period:: 2013-02-14

Filing Date:: 2013-02-19
Accepted Time:: 2013-02-19 11:26:37
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
53669	Johnson Controls Inc	JCI	Public Bldg & Related Furniture (2531)	390380010

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1205035	F Susan Davis	5757 N. Green Bay Avenue P.o. Box 591 Milwaukee WI 53201-0591	Executive Vice President	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2013-02-14	138,000	$20.56	231,551	No	4	M	Direct
Common Stock	Disposition	2013-02-14	138,000	$31.52	93,551	No	4	S	Direct
Common Stock	Disposition	2013-02-15	3,091	$32.14	0	No	4	S	Indirect	By 401(k) Plan

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct
No	4	S	Indirect	By 401(k) Plan

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2013-02-14	138,000	$0.00	138,000	$20.56

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2006-11-17	2014-11-17	No	4	M	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Phantom Stock Units/Retirement Restoration Plan	$0.00			1,021	1,021	Direct
Common Stock	Phantom Stock Units/Restricted Stock Grants	$0.00			63,722	63,722	Direct
Common Stock	Employee Stock Option (Right to Buy)	$22.56	2007-11-16	2015-11-16	123,000	123,000	Direct
Common Stock	Employee Stock Option (Right to Buy)	$23.97	2008-10-02	2016-10-02	120,000	120,000	Direct
Common Stock	Employee Stock Option (Right to Buy)	$40.21	2009-10-01	2017-10-01	75,000	75,000	Direct
Common Stock	Employee Stock Option (Right to Buy)	$28.79	2010-10-01	2018-10-01	110,000	110,000	Direct
Common Stock	Employee Stock Option (Right to Buy)	$24.87	2011-10-01	2019-10-01	110,000	110,000	Direct
Common Stock	Employee Stock Option (Right to Buy)	$30.54	2012-10-01	2020-10-01	84,000	84,000	Direct
Common Stock	Employee Stock Option (Right to Buy)	$28.54	2013-10-07	2021-10-07	78,000	78,000	Direct
Common Stock	Employee Stock Option (Right to Buy)	$27.85	2014-10-05	2022-10-05	44,200	44,200	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	1,021	1,021	Direct
	63,722	63,722	Direct
2015-11-16	123,000	123,000	Direct
2016-10-02	120,000	120,000	Direct
2017-10-01	75,000	75,000	Direct
2018-10-01	110,000	110,000	Direct
2019-10-01	110,000	110,000	Direct
2020-10-01	84,000	84,000	Direct
2021-10-07	78,000	78,000	Direct
2022-10-05	44,200	44,200	Direct

Footnotes

The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions in prices ranging from $31.41 to $31.74, inclusive. The reporting person undertakes to provide to Johnson Controls, any security holder of Johnson Controls, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) of this Form 4.
The number of underlying securities is based on the stock fund balance on February 15, 2012. The actual number of shares issuable upon the distribution date is not determinable since the stock fund is a unitized account consisting of 96% company stock and 4% money market fund. The stock account balance reflected in this report is based on a February 15, 2013, stock fund price of $32.14 per share, and includes 353.440 shares acquired from the company match on February 14, 2013.
Each share of phantom stock is the economic equivalent of one share of Johnson Controls common stock.
The phantom stock units were accrued under the Johnson Controls Retirement Restoration Plan and are to be settled 100% in cash upon the reporting person's termination of employment with the company.
Includes 6.402 phantom stock units acquired through the reinvestment of dividends on December 28, 2012 at $30.11 per phantom stock unit.
The restricted stock units accrue under the Johnson Controls Restricted Stock Plan. The balance includes phantom stock and dividend equivalent units that settle 100% in cash and relate to restricted stock awards.
Includes 399.575 phantom stock units acquired through the reinvestment of dividends on December 28, 2012 at $30.11 per phantom stock unit.
Fifty percent of the options become exercisable two years after the grant date; the remaining 50%, three years after grant date.