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Filing Details

Accession Number:: 0001207696-13-000001
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-02-15 17:22:15
Reporting Period:: 2013-02-15

Filing Date:: 2013-02-15
Accepted Time:: 2013-02-15 17:22:15
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
53669	Johnson Controls Inc	JCI	Public Bldg & Related Furniture (2531)	390380010

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1207696	Bruce R Mcdonald	5757 N. Green Bay Avenue P.o. Box 591 Milwaukee WI 53201-0591	Exec Vice President & Cfo	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Disposition	2012-12-11	2,975	$0.00	112,841	No	4	G	Direct
Common Stock	Acquisiton	2013-02-15	72,000	$17.52	184,841	No	4	M	Direct
Common Stock	Disposition	2013-02-15	72,000	$32.08	112,841	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	G	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2013-02-15	72,000	$0.00	72,000	$17.52

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2005-11-19	2013-11-19	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	16,841	Indirect	By 401(k) Plan Trustee

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Phantom Stock Units/Retirement Restoration Plan	$0.00			42,800	42,800	Direct
Common Stock	Phantom Stock Units/Annual Incentive Plan	$0.00			3,075	3,075	Direct
Common Stock	Phantom Stock Units/Long-Term Incentive Plan	$0.00			111,552	111,552	Direct
Common Stock	Phantom Stock Units/Restricted Stock Grants	$0.00			192,417	192,417	Direct
Common Stock	Employee Stock Option (Right to Buy)	$20.56	2006-11-17	2014-11-17	150,000	150,000	Direct
Common Stock	Employee Stock Option (Right to Buy)	$22.56	2007-11-16	2015-11-16	225,000	225,000	Direct
Common Stock	Employee Stock Option (Right to Buy)	$23.97	2008-10-02	2016-10-02	192,000	192,000	Direct
Common Stock	Employee Stock Option (Right to Buy)	$40.21	2009-10-01	2017-10-01	120,000	120,000	Direct
Common Stock	Employee Stock Option (Right to Buy)	$28.79	2010-10-01	2018-10-01	160,000	160,000	Direct
Common Stock	Employee Stock Option (Right to Buy)	$24.87	2011-10-01	2019-10-01	170,000	170,000	Direct
Common Stock	Employee Stock Option (Right to Buy)	$30.54	2012-10-01	2020-10-01	150,000	150,000	Direct
Common Stock	Employee Stock Option (Right to Buy)	$28.54	2013-10-07	2021-10-07	140,000	140,000	Direct
Common Stock	Employee Stock Option (Right to Buy)	$27.85	2014-10-05	2022-10-05	74,800	74,800	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	42,800	42,800	Direct
	3,075	3,075	Direct
	111,552	111,552	Direct
	192,417	192,417	Direct
2014-11-17	150,000	150,000	Direct
2015-11-16	225,000	225,000	Direct
2016-10-02	192,000	192,000	Direct
2017-10-01	120,000	120,000	Direct
2018-10-01	160,000	160,000	Direct
2019-10-01	170,000	170,000	Direct
2020-10-01	150,000	150,000	Direct
2021-10-07	140,000	140,000	Direct
2022-10-05	74,800	74,800	Direct

Footnotes

The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions in prices ranging from $32.04 to $32.11, inclusive. The reporting person undertakes to provide to Johnson Controls, any security holder of Johnson Controls, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) of this Form 4.
The number of underlying securities is based on the stock fund balance on February 14, 2013. The actual number of shares issuable upon the distribution date is not determinable since the stock fund is a unitized account consisting of 96% company stock and 4% money market fund. The stock account balance reflected in this report is based on a February 14, 2013, stock fund price of $31.83 per share.
Each share of phantom stock is the economic equivalent of one share of Johnson Controls common stock.
The phantom stock units were accrued under the Johnson Controls Retirement Restoration Plan and are to be settled 100% in cash upon the reporting person's termination of employment with the company.
The balance includes 268.384 phantom stock units acquired through dividend reinvestment on December 28, 2012 at $30.11 per phantom stock unit.
The phantom stock units were accrued under the Johnson Controls Annual Incentive Plan and are to be settled 100% in cash upon the reporting person's retirement.
The balance includes 19.284 phantom stock units acquired through dividend reinvestment on December 28, 2012 at $30.11 per phantom stock unit.
The phantom stock units were accrued under the Johnson Controls Long-Term Incentive Plan and are to be settled 100% in cash upon the reporting person's retirement.
The balance includes 604.61 phantom stock units acquired through dividend reinvestment on December 28, 2012 at $30.11 per phantom stock unit.
The restricted stock units accrue under the Johnson Controls Restricted Stock Plan. The balance includes phantom stock and dividend equivalent units that settle 100% in cash and relate to restricted stock awards.
The balance includes 1,366.476 phantom stock units acquired through dividend reinvestment on December 28, 2012 at $30.11 per phantom stock unit.
Fifty percent of the options become exercisable two years after the grant date; the remaining 50%, three years after grant date.