Filing Details

Accession Number:
0001181431-13-009893
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-02-14 18:37:01
Reporting Period:
2013-02-14
Filing Date:
2013-02-14
Accepted Time:
2013-02-14 18:37:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1047884 Anworth Mortgage Asset Corp ANH Real Estate Investment Trusts (6798) 522059785
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1209605 M Thad Brown C/O Anworth Mortgage Asset Corporation
1299 Ocean Avenue, Second Floor
Santa Monica CA 90401
Cfo, Secretary And Treasurer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-02-14 5,439 $6.24 30,438 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Series B Cumulative Convertible Preferred Stock $10.50 2012-11-28 2,831 738 Indirect
Common Stock Stock Option (right to buy) $13.80 2004-05-01 2013-05-01 38,700 38,700 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2,831 738 Indirect
2013-05-01 38,700 38,700 Direct
Footnotes
  1. The Series B Cumulative Convertible Preferred Stock is convertible into shares of Anworth Mortgage Asset Corporation common stock initially at a conversion price per share of $10.50, subject to adjustment upon the occurrence of certain events specified in the Articles Supplementary for Series B Cumulative Convertible Preferred Stock, a copy of which was filed as an exhibit to a Current Report on Form 8-K with the Securities and Exchange Commission on January 30, 2007. The current conversion price reflecting such adjustments is $3.8370 per share.
  2. The Series B Cumulative Convertible Preferred Stock has no expiration date.