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Filing Details

Accession Number:: 0001209191-13-008823
Form Type:: 5
Zero Holdings:: No
Publication Time:: 2013-02-14 15:04:04
Reporting Period:: 2012-12-31

Filing Date:: 2013-02-14
Accepted Time:: 2013-02-14 15:04:04
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1071625	Dover Saddlery Inc	DOVR	Retail-Miscellaneous Shopping Goods Stores (5940)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1344346	G William Schmidt	525 Great Rd Littleton MA 01460	Chief Operating Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2012-11-26	2,644	$1.24	25,250	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Incentive Stock Option	Acquisiton	2012-11-16	15,725	$0.00	15,725	$3.59
Common Stock	Incentive Stock Option	Disposition	2012-11-26	2,644	$0.00	2,644	$1.24

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
81,269		2022-11-15	No	4	A	Direct
81,269		2018-11-20	No	4	C	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	22,606	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Incentive Stock Option	$7.50	2016-10-25	15,725	81,269	Direct
Common Stock	Incentive Stock Option	$4.50	2017-11-13	15,725	81,269	Direct
Common Stock	Incentive Stock Option	$1.24	2018-11-20	2,644	81,269	Direct
Common Stock	Incentive Stock Option	$3.10	2020-11-16	15,725	81,269	Direct
Common Stock	Incentive Stock Option	$3.32	2021-11-27	15,725	81,269	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2016-10-25	15,725	81,269	Direct
2017-11-13	15,725	81,269	Direct
2018-11-20	2,644	81,269	Direct
2020-11-16	15,725	81,269	Direct
2021-11-27	15,725	81,269	Direct

Footnotes

As of 12/31/2011.
This transaction has been previously reported on a Form 4 filed in a timely manner.
As of 12/31/2012. Reflects total shares of common stock held by this reporting person, after exercising Incentive Stock Options to purchase a total of 2,644 shares of Common Stock in 2012, as reported in Table II.
Granted on 10/26/2006 and vest on anniversary date of grant at rate 20 % per year for five years.
As of 12/31/2012, total includes 15,725 Incentive Stock Options as granted in 2006.
Granted on 11/14/2007 and vest on anniversary date of grant at rate 20 % per year for five years.
As of 12/31/2012, total includes 15,725 Incentive Stock Options as granted in 2007.
Granted on 11/21/2008 and vest on anniversary date of grant at rate 20 % per year for five years
A total of 13,220 Incentive Stock Options were granted in 2008; of this award 2,644 vested options have been purchased by the reporting person on 6/3/2010, of this award 2,644 vested options have been purchased by the reporting person on 1/31/2011, of this award 2,644 vested options have been purchased by the reporting person on 11/21/2011 and of this award 2,644 vested options have been purchased by the reporting person on 11/26/2012.
As of 12/31/2012, total includes 2,644 Incentive Stock Options as granted in 2008.
Granted on 11/17/2010 and vest on anniversary date of grant at rate 20 % per year for five years.
As of 12/31/2012, total includes 15,725 Incentive Stock Options as granted in 2010.
Granted on 11/28/2011 and vest on anniversary date of grant at rate 20 % per year for five years.
As of 12/31/2012, total includes 15,725 Incentive Stock Options as granted in 2011.
Granted on 11/16/2012 and vest on anniversary date of grant at rate 20 % per year for five years.
When exercisable price will be $ 3.59.
As of 12/31/2012, total includes 15,725 Incentive Stock Options as granted in 2012.
13,220 Incentive Stock Options were granted in 11/21/2008 and vest on anniversary date of grant at rate 20% per year for five years.
Price at time of exercise was $1.24.
As of 12/31/2012.