Filing Details
- Accession Number:
- 0001209191-13-008615
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-02-13 19:41:14
- Reporting Period:
- 2013-02-12
- Filing Date:
- 2013-02-13
- Accepted Time:
- 2013-02-13 19:41:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1364962 | Imperva Inc | IMPV | Services-Prepackaged Software (7372) | 030460133 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1533398 | Ralph Pisani | C/O Imperva, Inc. 3400 Bridge Parkway, Suite 200 Redwood Shores CA 94065 | Senior Vp, Worldwide Sales | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-02-12 | 3,750 | $2.52 | 3,750 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-02-12 | 3,750 | $35.50 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-02-12 | 937 | $1.68 | 937 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-02-12 | 937 | $35.50 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-02-12 | 625 | $1.64 | 625 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-02-12 | 625 | $35.50 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-02-12 | 1,875 | $1.64 | 1,875 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-02-12 | 1,875 | $35.50 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-02-12 | 2,813 | $10.70 | 2,813 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-02-12 | 2,813 | $35.50 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-02-12 | 3,750 | $0.00 | 3,750 | $2.52 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-02-12 | 937 | $0.00 | 937 | $1.68 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-02-12 | 625 | $0.00 | 625 | $1.64 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-02-12 | 1,875 | $0.00 | 1,875 | $1.64 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-02-12 | 2,813 | $0.00 | 2,813 | $10.70 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 11,250 | 2020-06-04 | No | 4 | M | Direct | |
| 1,875 | 2020-02-05 | No | 4 | M | Direct | |
| 0 | 2019-08-06 | No | 4 | M | Direct | |
| 0 | 2019-02-10 | No | 4 | M | Direct | |
| 19,687 | 2021-08-24 | No | 4 | M | Direct |
Footnotes
- This Stock Option vests over four years of continuous service as follows: 25% of the underlying shares vest one year following the vesting commencement date of June 1, 2010, with the remaining 75% vesting in equal quarterly installments over the next three years. This Stock Option is subject to accelerated vesting in the event of a termination of employment of the Reporting Person under certain circumstances following a change in control of the Issuer.
- This Stock Option vests over four years of continuous service as follows: 25% of the underlying shares vest one year following the vesting commencement date of January 1, 2010, with the remaining 75% vesting in equal quarterly installments over the next three years. This Stock Option is subject to accelerated vesting in the event of a termination of employment of the Reporting Person under certain circumstances following a change in control of the Issuer.
- This Stock Option vests over four years of continuous service as follows: 25% of the underlying shares vest one year following the vesting commencement date of February 11, 2009, with the remaining 75% vesting in equal quarterly installments over the next three years. This Stock Option is subject to accelerated vesting in the event of a termination of employment of the Reporting Person under certain circumstances following a change in control of the Issuer.
- This Stock Option vests over four years of continuous service as follows: 25% of the underlying shares vest one year following the vesting commencement date of January 1, 2009, with the remaining 75% vesting in equal quarterly installments over the next three years. This Stock Option is subject to accelerated vesting in the event of a termination of employment of the Reporting Person under certain circumstances following a change in control of the Issuer.
- This Stock Option vests over four years of continuous service as follows: 25% of the underlying shares vest one year following the vesting commencement date of August 1, 2011 with the remaining 75% vesting in equal quarterly installments over the next three years. This Stock Option is subject to accelerated vesting in the event of a termination of employment of the Reporting Person under certain circumstances following a change in control of the Issuer.
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