Filing Details

Accession Number:
0001181431-13-009264
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-02-13 18:04:03
Reporting Period:
2013-02-11
Filing Date:
2013-02-13
Accepted Time:
2013-02-13 18:04:03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1062478 Actuate Corp ACTU Services-Prepackaged Software (7372) 943193197
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1254505 D Steven Whiteman 2207 Bridgepointe Parkway, Suite 500
San Mateo CA 94404
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-02-11 40,000 $1.49 74,212 No 4 M Direct
Common Stock Disposition 2013-02-11 10,000 $6.04 64,212 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option (right to buy) Disposition 2013-02-11 40,000 $0.00 40,000 $1.49
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
193,000 2004-03-03 2013-03-03 No 4 M Direct
Footnotes
  1. Represents a weighted average price within the range of $6.02 and $6.06.
  2. Includes 24,000 shares of the Issuer's common stock underlying RSUs previously awarded.
  3. The underlying option became exercisable as to 1/4 of the option shares after one year from the vesting commencement date of March 3, 2003 and for the balance in a series of equal monthly installments over the following 36 months.