Filing Details

Accession Number:
0001144204-13-008186
Form Type:
5
Zero Holdings:
No
Publication Time:
2013-02-13 15:56:56
Reporting Period:
2012-12-31
Filing Date:
2013-02-13
Accepted Time:
2013-02-13 15:56:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1175151 Cytosorbents Corp CTSO Surgical & Medical Instruments & Apparatus (3841) 980373793
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1569283 Ronald Berger 7 Deerpark Drive
Ste K
Monmouth Junction NJ 08852
See Remarks No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share Acquisiton 2006-08-11 500 $3.72 6,500 No 4 P Indirect Spouse
Common Stock, Par Value $0.001 Per Share Acquisiton 2007-06-21 1,000 $0.55 6,500 No 4 P Indirect Spouse
Common Stock, Par Value $0.001 Per Share Acquisiton 2007-08-27 5,000 $0.55 6,500 No 4 P Indirect Spouse
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Spouse
No 4 P Indirect Spouse
No 4 P Indirect Spouse
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $0.001 Per Share Series B Preferred Stock Acquisiton 2009-10-05 69 $0.00 190,138 $0.04
Common Stock, Par Value $0.001 Convertible Note Acquisiton 2010-10-22 0 $0.10 58,011 $0.10
Common Stock, Par Value $0.001 Warrants Acquisiton 2010-10-22 43,333 $0.00 43,333 $0.00
Common Stock, Par Value $0.001 Per Share Stock Options Acquisiton 2010-01-04 15,000 $0.00 15,000 $0.17
Common Stock, Par Value $0.001 Per Share Stock Options Acquisiton 2009-01-28 15,000 $0.00 15,000 $0.17
Common Stock, Par Value $0.001 Per Share Stock Options Acquisiton 2012-01-18 30,000 $0.00 30,000 $0.17
Common Stock, Par Value $0.001 Per Share Stock Options Acquisiton 2008-01-16 9,000 $0.00 9,000 $0.25
Common Stock, Par Value $0.001 Per Share Stock Options Acquisiton 2011-01-06 75,000 $0.00 75,000 $0.14
Common Stock, Par Value $0.001 Per Share Stock Options Acquisiton 2008-06-25 9,000 $0.00 9,000 $0.04
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
69 No 4 P Direct
0 2012-10-22 No 4 P Direct
43,333 No 4 P Direct
153,000 2010-01-04 2015-01-04 No 4 A Direct
153,000 2009-01-28 2014-01-28 No 4 A Direct
153,000 2012-01-18 2017-01-18 No 4 A Direct
153,000 2008-01-16 2013-01-16 No 4 A Direct
153,000 2011-01-06 2016-01-06 No 4 A Direct
153,000 2008-06-25 2013-06-25 No 4 A Direct
Footnotes
  1. The conversation rate of these securities is one share of the Issuer's Common Stock for each $0.0362 of stated value or accrued but unpaid dividends being converted, subject to adjustment. Each share of the Series B Preferred Stock has a stated value of $100.
  2. Immediately exercisable.
  3. Not applicable.
  4. The convertible note has expired as of October 22, 2012. Accordingly, the note is convertible into 58,011 shares of Common Stock (the aggregate amount of principal plus accrued interest) at maturity. The Company has not yet issued the corresponding shares, however, intends to do so promptly.
  5. In connection with the Convertible Note, Ronald Berger holds the following warrants: (i) 8,333 warrants with an exercise price of $0.15, (ii) 10,000 warrants with an exercise price of $0.125, and (iii) 25,000 warrants with an exercise price of $0.10.
  6. The stock options were issued as compensation for services rendered.
  7. Includes all of the options to purchase Common Stock by Ronald Berger.