Filing Details

Accession Number:
0001181431-13-009079
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-02-13 14:07:12
Reporting Period:
2013-02-11
Filing Date:
2013-02-13
Accepted Time:
2013-02-13 14:07:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1001115 Geospace Technologies Corp GEOS Measuring & Controlling Devices, Nec (3829) 760447780
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1049652 D Gary Owens 7007 Pinemont Drive
Houston TX 77040
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $.01 Per Share Acquisiton 2013-02-11 10,552 $8.78 231,576 No 4 M Direct
Common Stock, Par Value $.01 Per Share Disposition 2013-02-11 1,668 $106.02 229,908 No 4 S Direct
Common Stock, Par Value $.01 Per Share Disposition 2013-02-11 8,679 $106.76 221,229 No 4 S Direct
Common Stock, Par Value $.01 Per Share Disposition 2013-02-11 205 $107.67 221,024 No 4 S Direct
Common Stock, Par Value $.01 Per Share Acquisiton 2013-02-12 6,948 $8.78 227,972 No 4 M Direct
Common Stock, Par Value $.01 Per Share Disposition 2013-02-12 6,948 $106.99 221,024 No 4 S Direct
Common Stock, Par Value $.01 Per Share Disposition 2013-02-12 220,260 $102.75 0 No 4 S Indirect By the Owens 2008 Grandchildren's Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Indirect By the Owens 2008 Grandchildren's Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $.01 Per Share Options (right to buy) Disposition 2013-02-11 10,552 $0.00 10,552 $8.78
Common Stock, Par Value $.01 Per Share Options (right to buy) Disposition 2013-02-12 6,948 $0.00 6,948 $8.78
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
6,948 2012-12-05 2018-12-05 No 4 M Direct
0 2012-12-05 2018-12-05 No 4 M Direct
Footnotes
  1. These shares were issued upon the exercise of options (described in Table II) and then immediately sold.
  2. On October 18, 2012, the common stock of Geospace Technologies Corporation (the "Company") split 2-for-1, resulting in the reporting person's direct ownership of 110,512 additional shares of common stock, indirect ownership of 110,130 additional shares of common stock, and 8,750 additional options whose strike price was reduced to $8.78.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $105.53 to $106.50, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $106.53 to $107.52, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $107.57 to $107.81, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  6. The shares that were issued upon the exercise of options were immediately sold, as is presented in Table I.
  7. Pursuant to General Instruction 4(c)(iii) of Form 4, the exercise price is reported in Column 2 of this Table II.