Filing Details

Accession Number:
0001209191-13-008052
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-02-12 16:13:42
Reporting Period:
2013-02-08
Filing Date:
2013-02-12
Accepted Time:
2013-02-12 16:13:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1174746 Intercontinentalexchange Inc ICE Security & Commodity Brokers, Dealers, Exchanges & Services (6200) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1343869 S David Goone 2100 Riveredge Parkway
Suite 500
Atlanta GA 30328
Sr Vp, Chief Strategic Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-02-08 8,991 $0.00 33,461 No 4 A Direct
Common Stock Disposition 2013-02-08 1,408 $149.00 32,053 No 4 F Direct
Common Stock Disposition 2013-02-12 9,938 $150.00 22,115 No 4 S Direct
Common Stock Acquisiton 2013-02-12 742 $80.17 22,857 No 4 M Direct
Common Stock Acquisiton 2013-02-12 2,339 $106.00 25,196 No 4 M Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 F Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2013-02-12 742 $0.00 742 $80.17
Common Stock Employee Stock Option (right to buy) Disposition 2013-02-12 2,339 $0.00 2,339 $106.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,249 2018-12-16 No 4 M Direct
6,802 2019-12-10 No 4 M Direct
Footnotes
  1. Represents shares of performance based restricted stock units granted to the filing person on January 17, 2012. The vesting of the shares of performance based restricted stock units was conditioned upon the achievement of certain 2012 earnings before interest, taxes, depreciation, and amortization ("EBITDA") performance versus pre-established targets. The restricted stock units vests over three years (1/3 on February 8, 2013; 1/3 on January 1, 2014; and 1/3 on January 1, 2015). Of the 8,991 shares, 2,997 shares were issued on February 8, 2012, of which 1,408 shares were withheld to satisfy payment of the Issuer's tax withholding obligation. The remaining 5,994 shares are scheduled to be issued on the two remaining vesting dates and taxes for these future issuances will be withheld at the time the shares are issued.
  2. Represents shares of Common Stock underlying vested restricted stock units that are being withheld to satisfy payment of the Issuer's tax withholding obligation.
  3. The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.
  4. These options are fully vested.