Home > Insider Trading > Filing (0001209191-13-007935)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
809933	Ecology & Environment Inc	EEI	Services-Engineering Services (8711)	160971022

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1441450	S Kevin Neumaier	368 Pleasant View Drive Lancaster NY 14086	President	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2013-02-11	2,000	$12.85	5,000	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class B Common Stock	114,878	Direct
Class A Common Stock	2	Indirect	By general partnership
Class A Common Stock	1,120	Indirect	By 401K Plan
Class A Common Stock	2,313	Direct
Class A Common Stock	1,088	Direct
Class A Common Stock	1,423	Indirect	By wife
Class A Common Stock	316	Indirect	By wife
Class A Common Stock	504	Indirect	By wife
Class A Common Stock	588	Indirect	By wife
Class A Common Stock	3,400	Indirect	As custondian for minor children

Footnotes

Class B Common Stock is convertible one-for-one into Class A Common Stock
Certain of the reporting person's shares of Class B Common Stock are subject to an Agreement dated May 12, 1970 among Messrs. Gerhard J. Neumaier, Frank B. Silvestro, Gerald A. Strobel and Ronald L. Frank, whereby none of the shares subject to the Agreement may be sold without the seller first granting the others a right of first refusal. In addition, certain of the shares of Class B Common Stock owned by cerain members of the families of the four signatories to that agreement and a former spouse are subject to this right of first refusal. This is not an admission that the reporting person is the beneficial owner of the shares held in the name of others.
Total number of shares owned by the general partnership
The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
Award of Class A Common Stock pursuant to the 2003 Ecology and Environment Inc. Stock Award Plan.
The reporting person disclaims beneficial ownership of these securities owned by his wife
Award of Class A Common Stock pursuant to the 2007 Ecology and Environment Inc. Stock Award Plan.
The Reporting Person disclaims beneficial ownership of the shares that he holds as custodian for the benefit of his minor children.