Home > Insider Trading > Filing (0001019361-13-000013)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1019361	Rofin Sinar Technologies Inc	RSTI	Miscellaneous Electrical Machinery, Equipment & Supplies (3690)	383306461

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1270552	Peter Wirth	Rofin-Sinar, Inc. -Lager Lmbh Berze Liusstrabe 83, D-22113 Hamberg Germany 2M 00000	Chairman Of The Board	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock - Rsti	Acquisiton	2013-02-11	20,000	$17.11	32,600	No	4	P	Direct
Common Stock - Rsti	Disposition	2013-02-11	20,000	$27.81	12,600	No	4	S	Direct
Common Stock - Rsti	Acquisiton	2013-02-11	0	$0.00	6,500	No	4	H	Indirect	Spouse

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	S	Direct
No	4	H	Indirect	Spouse

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock - Rsti	Employee Stock Option Right to Buy	Acquisiton	2013-02-11	20,000	$17.11	20,000	$17.11
Common Stock - Rsti	Employee Stock Option Right to Buy	Acquisiton	2013-02-11	0	$0.00	0	$26.05
Common Stock - Rsti	Employee Stock Option Right to Buy	Acquisiton	2013-02-11	0	$0.00	0	$28.50
Common Stock - Rsti	Employee Stock Option Right to Buy	Acquisiton	2013-02-11	0	$0.00	0	$40.20

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2006-03-17	2015-03-15	No	4	P	Direct
80,000	2007-03-16	2016-03-16	No	4	H	Direct
20,000	2008-03-15	2017-03-15	No	4	H	Direct
5,000	2009-03-19	2018-03-19	No	4	H	Direct

Footnotes

Shares were exercised under the Rofin-Sinar Technologies Inc. Equity Incentive Plan (the Plan). Shares were purchased at the exercise price and then sold at the market price on the same day. Shares were all sold in individual transactions between $27.78 and $27.92. Average price for the shares sold was $27.8137.
Value represents the exercise price of the shares granted under the Plan.
No transaction being reported at this time - only reporting holdings as of this date.
Grants to purchase shares of common stock under the Plan are exercisable in 20% increments on each of the first five anniversaries of the date of grant and expire following the tenth anniversary of the date of grant.
Number represents the number of available shares remaining under the particular grant date. Shares are vested but not yet beneficially owned, only outstanding under the plan.
Number represents the number of available shares remaining under the particular grant date. 4,000 shares are currently vested and exercisable and the remaining 1,000 shares have not yet vested. None of these shares are beneficially owned yet.