Filing Details
- Accession Number:
- 0001120295-13-000030
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-02-11 20:00:30
- Reporting Period:
- 2013-02-07
- Filing Date:
- 2013-02-11
- Accepted Time:
- 2013-02-11 20:00:30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1120295 | Ixia | XXIA | Instruments For Meas & Testing Of Electricity & Elec Signals (3825) | 954635982 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1443833 | Lee Christopher Williams | C/O Ixia 26601 West Agoura Road Calabasas CA 91302 | Vice President Human Resources | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-02-07 | 6,700 | $0.00 | 24,852 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2013-02-08 | 50,000 | $8.67 | 74,852 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-02-08 | 17,437 | $5.00 | 92,289 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-02-08 | 26,563 | $8.88 | 118,852 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-02-08 | 94,000 | $20.05 | 24,852 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Acquisiton | 2013-02-07 | 20,000 | $0.00 | 20,000 | $20.94 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-02-08 | 50,000 | $0.00 | 50,000 | $8.67 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-02-08 | 17,437 | $0.00 | 17,437 | $5.00 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-02-08 | 26,563 | $0.00 | 26,563 | $8.88 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 20,000 | 2020-02-07 | No | 4 | A | Direct | |
| 0 | 2015-09-04 | No | 4 | M | Direct | |
| 1,563 | 2016-02-19 | No | 4 | M | Direct | |
| 12,500 | 2017-03-12 | No | 4 | M | Direct |
Footnotes
- Restricted Stock Units for 6,700 shares vest and shares will be issued in 16 equal quarterly installments with the first installment vesting on 5/15/13 and one additional installment vesting on the 15th day of the second calendar month of each of the fifteen calendar quarters thereafter. Each Restricted Stock Unit represents the right to receive one share of Ixia Common Stock to be issued and delivered upon the applicable vesting date.
- Option to purchase 12,000 shares vests and becomes exercisable in sixteen equal quarterly installments commencing 3/31/13.
- This transaction was executed in multiple trades at prices ranging from $19.94 to $20.30. The price reported reflects the weighted average sale price. The Reporting Person has provided to the Issuer and will provide to any shareholder of the Issuer, or to the SEC Staff, upon request, information regarding the number of shares sold at each price within the range.
- Option to purchase 50,000 shares vested and became exercisable as to 12,500 shares on 9/4/09 and the remaining 37,500 shares vested in twelve equal quarterly installments commencing 12/31/09.
- Option to purchase 25,000 shares vested and beaome exercisable in sixteen equal quarterly installments commencing 6/30/09.
- Option to purchase 40,000 shares vested and beaome exercisable in sixteen equal quarterly installments commencing 6/30/10.
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