Filing Details

Accession Number:
0001181431-13-008387
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-02-11 19:23:19
Reporting Period:
2012-02-08
Filing Date:
2013-02-11
Accepted Time:
2013-02-11 19:23:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
319815 Maxwell Technologies Inc MXWL Miscellaneous Electrical Machinery, Equipment & Supplies (3690) 952390133
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1504064 M. Van Andrews 5271 Viewridge Court
Suite 100
San Diego CA 92123
Svp, Sales & Marketing No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-02-08 530 $20.65 21,779 No 4 F Direct
Common Stock Disposition 2013-02-08 560 $10.75 21,219 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 F Direct
No 4 S Direct
Footnotes
  1. This transaction occurred on February 8, 2012, but was erroneously omitted from the Form 4 filed on February 9, 2012.These shares were retained by the Company in order to meet the tax withholding obligations of the award holder in connection with the release of the holders' restricted stock award. These shares retained by the Company are retired and the amount was not excess of the amount of the tax liability.
  2. These shares were sold in the open market in order to meet the tax withholding obligations of the award holder in connection with the vesting of the holder's restricted stock award.