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Filing Details

Accession Number:: 0000909791-13-000012
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-02-08 17:09:12
Reporting Period:: 2013-02-06

Filing Date:: 2013-02-08
Accepted Time:: 2013-02-08 17:09:12
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
909791	Ultratech Inc	UTEK	Special Industry Machinery, Nec (3559)	943169580

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
939376	W Arthur Zafiropoulo	3050 Zanker Road San Jose CA 95134	Chairman Of The Board And Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2013-02-06	50,000	$21.83	895,265	No	4	M	Direct
Common Stock	Disposition	2013-02-06	50,000	$41.16	845,265	No	4	S	Direct
Common Stock	Acquisiton	2013-02-07	50,000	$21.83	895,265	No	4	M	Direct
Common Stock	Disposition	2013-02-07	50,000	$41.31	845,265	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Non-Qualified Stock Option (right to buy)	Disposition	2013-02-06	50,000	$0.00	50,000	$21.83
Common Stock	Non-Qualified Stock Option (right to buy)	Disposition	2013-02-07	50,000	$0.00	50,000	$21.83

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
50,000		2013-07-20	No	4	M	Direct
0		2013-07-20	No	4	M	Direct

Footnotes

Represents the weighted average sale price per share. The actual sale prices ranged from a low of $40.88 to a high of $41.45. The Reporting Person will provide upon request by the Securities and Exchange Commission, the Issuer or any security holder of the Issuer full information regarding the number of shares sold at each separate price.
Represents the weighted average sale price per share. The actual sale prices ranged from a low of $41.10 to a high of $41.59. The Reporting Person will provide upon request by the Securities and Exchange Commission, the Issuer or any security holder of the Issuer full information regarding the number of shares sold at each separate price.
Includes (i) 28,000 shares subject to RSUs which will vest in a series of 50 equal monthly installments upon completion of each month of service over 50-month period measured from 1/1/13 and the underlying shares will be issued on 1/31 following the year they vest (or in March 2014 for the 2 monthly installments vest in that year), (ii) 78,000 shares subject to RSUs which will vest in a series of 50 equal monthly installments upon completion of each month of service over 50-month period measured from 1/1/13 and the underlying shares will be issued on 1/31 following the year they vest (or in March 2015 for the 2 monthly installments vest in that year), and (iii) 91,200 shares subject to RSUs which will vest in a series of 50 equal monthly installments upon completion of each month of service over 50-month period measured from 1/1/13 and the underlying shares will be issued on 1/31 following the year they vest (or in March 2016 for the 2 monthly installments vest in that year).
The option was granted on July 21, 2003 and became exercisable with respect to twenty-four percent (24%) of the option shares upon the Reporting Person's completion of two (2) year of service with the Issuer measured from the date of grant, and the balance of the option shares become exercisable in thirty-eight (38) successive equal monthly installments upon the Reporting Person's completion of each month of service over the thirty-eight (38)-month period measured from the date two (2) year following the date of grant.