Filing Details

Accession Number:
0001181431-13-007965
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-02-08 15:51:49
Reporting Period:
2013-02-06
Filing Date:
2013-02-08
Accepted Time:
2013-02-08 15:51:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1546640 Adt Corp ADT Services-Detective, Guard & Armored Car Services (7381) 454517261
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1559293 Stephen Gribbon C/O The Adt Corporation
1501 Yamato Road
Boca Raton FL 33431
Senior Vice President, Sales No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-02-06 16,313 $36.42 50,174 No 4 M Direct
Common Stock Acquisiton 2013-02-06 3,603 $18.57 53,777 No 4 M Direct
Common Stock Acquisiton 2013-02-06 2,992 $21.62 56,769 No 4 M Direct
Common Stock Acquisiton 2013-02-06 3,770 $23.88 60,539 No 4 M Direct
Common Stock Acquisiton 2013-02-06 3,013 $28.39 63,552 No 4 M Direct
Common Stock Disposition 2013-02-06 41,026 $48.00 22,526 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2013-02-06 16,313 $0.00 16,313 $36.42
Common Stock Stock Option (Right to Buy) Disposition 2013-02-06 3,603 $0.00 3,603 $18.57
Common Stock Stock Option (Right to Buy) Disposition 2013-02-06 2,992 $0.00 2,992 $21.62
Common Stock Stock Option (Right to Buy) Disposition 2013-02-06 3,770 $0.00 3,770 $23.88
Common Stock Stock Option (Right to Buy) Disposition 2013-02-06 3,013 $0.00 3,013 $28.39
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2015-03-09 No 4 M Direct
0 2018-10-06 No 4 M Direct
2,995 2019-09-30 No 4 M Direct
7,541 2020-10-11 No 4 M Direct
9,040 2021-10-11 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 7 Indirect By former spouse as custodian for son
Footnotes
  1. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.88 to $48.13, inclusive. The reporting person undertakes to provide to The ADT Corporation, any security holder of The ADT Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1).
  2. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
  3. An option which vested in equal increments on March 10, 2006, 2007 and 2008.
  4. An option which vested in equal increments on October 7, 2009, 2010, 2011 and 2012.
  5. An option which vests in equal increments on October 1, 2010, 2011, 2012 and 2013.
  6. An option which vests in equal increments on October 12, 2011, 2012, 2013 and 2014.
  7. An option which vests in equal increments on October 12, 2012, 2013, 2014 and 2015.