Filing Details
- Accession Number:
- 0000775158-13-000019
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-02-08 15:34:22
- Reporting Period:
- 2013-02-07
- Filing Date:
- 2013-02-08
- Accepted Time:
- 2013-02-08 15:34:22
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
775158 | Oshkosh Corp | OSK | Motor Vehicles & Passenger Car Bodies (3711) | 390520270 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1230600 | J Thomas Polnaszek | C/O Oshkosh Corporation 2307 Oregon Street Oshkosh WI 54902-7062 | Senior Vp And Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-02-07 | 9,000 | $19.75 | 47,653 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-02-07 | 9,000 | $39.89 | 38,653 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-02-07 | 6,000 | $28.27 | 44,653 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-02-07 | 6,000 | $39.89 | 38,724 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Options | Disposition | 2013-02-07 | 9,000 | $0.00 | 9,000 | $19.75 |
Common Stock | Options | Disposition | 2013-02-07 | 6,000 | $0.00 | 6,000 | $28.27 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2013-10-15 | No | 4 | M | Direct | |
0 | 2014-10-14 | No | 4 | M | Direct |
Footnotes
- Represents weighted average price. Individual sales by lot ranged from $39.69 to $39.97. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.
- Amount includes a total of 2,843.81 shares acquired under the Oshkosh Corporation Employee Stock Purchase Plan through 2/8/2013. Between 9/18/2012 and 2/8/2013, the reporting person acquired 71.55 shares under the Oshkosh Corporation Employee Stock Purchase Plan.
- Option (right to buy) granted pursuant to the Company's Stock Plan.
- Vested on various dates. Fully vested on 9/15/2006.
- Vested on various dates. Fully vested on 9/14/2007.