Filing Details
- Accession Number:
- 0001225208-13-003438
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-02-08 12:19:10
- Reporting Period:
- 2013-02-06
- Filing Date:
- 2013-02-08
- Accepted Time:
- 2013-02-08 12:19:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 19617 | Jpmorgan Chase & Co | JPM | National Commercial Banks (6021) | 132624428 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1346629 | Frank Bisignano | Jpmorgan Chase &Amp; Co. 270 Park Avenue New York NY 10017-2070 | Co-Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-02-06 | 20,000 | $48.57 | 300,796 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-02-07 | 300,000 | $39.83 | 600,796 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-02-07 | 100,000 | $38.98 | 700,796 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-02-07 | 365,292 | $48.33 | 335,504 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Rights | Disposition | 2013-02-07 | 300,000 | $0.00 | 300,000 | $39.83 |
| Common Stock | Stock Appreciation Rights | Disposition | 2013-02-07 | 100,000 | $0.00 | 100,000 | $38.98 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2018-01-22 | No | 4 | M | Direct | |
| 0 | 2008-12-09 | 2015-12-09 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,972 | Indirect | As Custodian For Children |
| Common Stock | 200 | Indirect | By IRA |
| Common Stock | 1,000 | Indirect | By Wife |
Footnotes
- SARs vest and become exercisable in five equal annual installments beginning January 22, 2009. Shares resulting from exercise must be held at least until 5 years after the grant.
- Vests in three equal annual installments beginning December 9, 2008.
Billionaire Hedge Funds
