Filing Details

Accession Number:
0001213184-13-000014
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-02-07 20:58:28
Reporting Period:
2013-02-05
Filing Date:
2013-02-07
Accepted Time:
2013-02-07 20:58:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
225263 Newport Corp NEWP Laboratory Apparatus & Furniture (3821) 940849175
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1213190 J Robert Phillippy 1791 Deere Avenue
Irvine CA 92606
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-02-05 52,433 $11.27 199,404 No 4 M Direct
Common Stock Disposition 2013-02-05 52,433 $15.00 146,971 No 4 S Direct
Common Stock Acquisiton 2013-02-06 22,500 $11.27 169,471 No 4 M Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Nonqualified Stock Option (right to buy) Disposition 2013-02-05 52,433 $0.00 52,433 $11.27
Common Stock Incentive Stock Option (right to buy) Disposition 2013-02-06 22,500 $0.00 22,500 $11.27
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
17,567 2013-02-23 No 4 M Direct
7,500 2013-02-23 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 51,714 Indirect Held in family trust
Footnotes
  1. Transaction was effected pursuant to a Rule 10b5-1 trading plan established by reporting person on March 15, 2012.
  2. Shares are held by reporting person and his spouse as trustees of a family trust.
  3. Option became fully vested on February 24, 2007.