Filing Details

Accession Number:
0000845877-13-000034
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-02-07 16:58:52
Reporting Period:
2013-02-05
Filing Date:
2013-02-07
Accepted Time:
2013-02-07 16:58:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
845877 Federal Agricultural Mortgage Corp AGM Federal & Federally-Sponsored Credit Agencies (6111) 521578738
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1564189 A Carla Leibold C/O Farmer Mac
1999 K Street, Nw, 4Th Floor
Washington DC 20006
Principal Accounting Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class C Non-Voting Common Stock Acquisiton 2013-02-05 3,334 $7.78 3,334 No 4 M Direct
Class C Non-Voting Common Stock Acquisiton 2013-02-05 1,667 $10.43 5,001 No 4 M Direct
Class C Non-Voting Common Stock Disposition 2013-02-05 1,561 $35.25 3,440 No 4 F Direct
Class C Non-Voting Common Stock Disposition 2013-02-05 1,228 $35.25 2,212 No 4 D Direct
Class C Non-Voting Common Stock Disposition 2013-02-06 800 $35.06 1,412 No 4 S Direct
Class C Non-Voting Common Stock Disposition 2013-02-07 1,412 $34.69 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 F Direct
No 4 D Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class C Non-Voting Common Stock Stock Appreciation Right Disposition 2013-02-05 3,334 $7.78 3,334 $7.78
Class C Non-Voting Common Stock Stock Appreciation Right Disposition 2013-02-05 1,667 $10.43 1,667 $10.43
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,666 2019-10-07 No 4 M Direct
3,333 2020-10-01 No 4 M Direct
Footnotes
  1. Ms. Leibold received 2,212 shares of the Federal Agricultural Mortgage Corporation's Class C Non-Voting Common Stock upon net share settlement of her partial exercise of 3,334 stock appreciation rights with a grant price of $7.78 per share and her partial exercise of 1,667 stock appreciation rights with a grant price of $10.43 per share. Those partial exercises entitled Ms. Leibold to receive 3,773 shares of the Corporation's Class C Non-Voting Common Stock, and 1,561 shares were retained by the Corporation to satisfy tax withholding requirements arising from the exercises. Each stock appreciation right represents the right to receive, upon exercise, the number of shares of the Corporation's Class C Non-Voting Common Stock equal to the excess of the fair market value of the shares on the exercise date over the grant price.
  2. Transaction effected pursuant to a trading plan adopted by Ms. Leibold in accordance with Rule 10b5-1.
  3. Exercisable beginning August 31, 2010 with respect to 1667 shares, beginning August 31, 2011 with respect to 1667 shares, and beginning August 31, 2012 with respect to 1666 shares.
  4. Exercisable beginning August 31, 2011 with respect to 1667 shares, beginning August 31, 2012 with respect to 1667 shares, and beginning August 31, 2013 with respect to 1666 shares.