Filing Details
- Accession Number:
- 0001246360-13-000934
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-02-06 18:25:09
- Reporting Period:
- 2013-02-03
- Filing Date:
- 2013-02-06
- Accepted Time:
- 2013-02-06 18:25:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 766421 | Alaska Air Group Inc. | ALK | Air Transportation, Scheduled (4512) | 911292054 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1263108 | S Glenn Johnson | 19300 International Blvd Seattle WA 98188 | President/Horizon Air | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-02-03 | 11,200 | $0.00 | 41,171 | No | 4 | A | Direct | |
| Restricted Stock Unit | Disposition | 2013-02-03 | 11,200 | $0.00 | 12,400 | No | 4 | J | Direct | |
| Common Stock | Disposition | 2013-02-03 | 2,800 | $46.57 | 38,371 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2013-02-04 | 4,900 | $16.63 | 43,271 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-02-04 | 4,900 | $46.11 | 38,371 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-02-06 | 8,400 | $46.58 | 29,971 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | J | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | EMPLOYEE STOCK OPTION (RT TO BUY) | Disposition | 2013-02-04 | 4,900 | $0.00 | 4,900 | $16.63 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 4,900 | 2011-02-03 | 2020-02-03 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock 401(K) | 2,472 | Indirect | ESOP TRUST |
Footnotes
- COMMON SHARES HELD IN THE ALASKA AIR GROUP INC. EMPLOYEE STOCK OWNERSHIP 401(K) PLAN TRUST AS OF DECEMBER 31, 2012.
- COMMON SHARES ACQUIRED UPON VESTING OF RESTRICTED STOCK UNITS ON 02/03/2013.
- COMMON SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF RESTRICTED STOCK UNITS ON 02/03/2013. FAIR MARKET VALUE OF THE SHARES WAS $46.57.
- SAME-DAY EXERCISE OF OPTIONS AND SALE EFFECTED PURSUANT TO A RULE 10b5-1 TRADING PLAN ADOPTED BY MR. JOHNSON ON 7/31/12.
- SALE OF COMMON STOCK EFFECTED PURSUANT TO A RULE 10b5-1 TRADING PLAN ADOPTED BY MR. JOHNSON ON 7/31/12.
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