Filing Details

Accession Number:
0001127602-13-004552
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-02-06 18:20:19
Reporting Period:
2013-02-04
Filing Date:
2013-02-06
Accepted Time:
2013-02-06 18:20:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1065865 Janus Capital Group Inc JNS Investment Advice (6282) 431804048
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1217483 C Robin Beery Janus Capital Group Inc.
151 Detroit Street
Denver 80206
Evp, Head Of U.s. Distribution No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-02-04 15,259 $9.26 222,095 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 9,210 Indirect Held By ESOP
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right to Buy) And Lsar $16.24 2007-01-02 2014-02-03 1 1 Direct
Common Stock Stock Options (Right to Buy) $11.78 2017-02-05 18,992 18,992 Direct
Common Stock Stock Options (Right to Buy) $21.57 2009-02-02 2013-02-12 27,380 27,380 Direct
Common Stock Stock Options (Right to Buy) $21.01 2011-02-01 2014-02-01 26,610 26,610 Direct
Common Stock Stock Options (Right to Buy) $27.54 2011-02-01 2015-01-31 21,208 21,208 Direct
Common Stock Stock Options (Right to Buy) $27.54 2012-02-01 2015-01-31 99,801 99,801 Direct
Common Stock Stock Options (Right to Buy) $5.32 2013-02-01 2016-01-30 14,264 14,264 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2014-02-03 1 1 Direct
2017-02-05 18,992 18,992 Direct
2013-02-12 27,380 27,380 Direct
2014-02-01 26,610 26,610 Direct
2015-01-31 21,208 21,208 Direct
2015-01-31 99,801 99,801 Direct
2016-01-30 14,264 14,264 Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person to cover tax liabilities arising from vesting events.
  2. Limited Stock Appreciation Rights ("LSARs") are granted in tandem with stock options. LSARs are automatically exercised (in lieu of related options) upon a Change-of-Control of the issuer which has not been approved by certain members of the issuer's board of directors and result in the receipt of only cash by the option holder. LSARs terminate when the related options are exercised or terminated. All LSARs that were unvested as of January 1, 2005 have been terminated.
  3. This option award vests annually in four equal installments (within one share) beginning on February 1, 2011.