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Filing Details

Accession Number:
0000909791-13-000008
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-02-06 17:15:11
Reporting Period:
2013-02-04
Filing Date:
2013-02-06
Accepted Time:
2013-02-06 17:15:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
909791 Ultratech Inc UTEK Special Industry Machinery, Nec (3559) 943169580
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1185462 R Dennis Raney 3050 Zanker Road
San Jose CA 95134
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-02-04 8,000 $13.51 42,500 No 4 M Direct
Common Stock Disposition 2013-02-04 8,000 $39.83 34,500 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2013-02-04 8,000 $0.00 8,000 $13.51
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2016-07-17 No 4 M Direct
Footnotes
  1. Represents the weighted average sale price per share. The actual sale prices ranged from a low of $39.81 to a high of $39.87. The Reporting Person will provide upon request by the Securities and Exchange Commission, the Issuer or any security holder of the Issuer full information regarding the number of shares sold at each separate price.
  2. Includes 7,500 shares subject to a restricted stock award granted on July 17, 2012 that will vest in full upon the earlier of (i) the Reporting Person's completion of one year of Board service measured from the award date or (ii) the Reporting Person's continuation in Board service through the day immediately prior to the Issuer's next Annual Stockholders' meeting.
  3. The option became exercisable upon the Reporting Person's completion of one (1) year of Board service with the Issuer measured from the date of grant.