Filing Details

Accession Number:
0001181431-13-006996
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-02-05 20:00:33
Reporting Period:
2013-02-01
Filing Date:
2013-02-05
Accepted Time:
2013-02-05 20:00:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1162194 Fluidigm Corp FLDM Laboratory Analytical Instruments (3826) 770513190
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1222642 C Robert Jones Fluidigm Corporation
7000 Shoreline Court, Suite 100
South San Francisco CA 94080
Evp, Research & Development No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-02-01 208 $4.45 208 No 4 M Direct
Common Stock Disposition 2013-02-01 208 $16.66 0 No 4 S Direct
Common Stock Acquisiton 2013-02-01 6,729 $4.45 6,729 No 4 M Direct
Common Stock Disposition 2013-02-01 6,729 $16.61 0 No 4 S Direct
Common Stock Acquisiton 2013-02-04 47 $4.45 47 No 4 M Direct
Common Stock Disposition 2013-02-04 47 $16.51 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2013-02-01 208 $0.00 208 $4.45
Common Stock Employee Stock Option (Right to Buy) Disposition 2013-02-01 6,729 $0.00 6,729 $4.45
Common Stock Employee Stock Option (Right to Buy) Disposition 2013-02-04 47 $0.00 47 $4.45
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2018-04-23 No 4 M Direct
1,528 2018-04-23 No 4 M Direct
1,481 2018-04-23 No 4 M Direct
Footnotes
  1. The sales reported by Mr. Jones were effected pursuant to a Rule 10b5-1 trading plan adopted on February 24, 2012.
  2. The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $16.40 to $16.77, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
  3. The shares subject to the Option fully vested on March 22, 2010.
  4. The Option was originally granted on April 23, 2008 and was re-granted on December 23, 2009 as part of the Issuer's option repricing. 6,089 shares subject to the Option were vested as of the re-grant date, an additional 1,652 shares vested on December 31, 2011 and 172 shares vest monthly thereafter.