Filing Details

Accession Number:
0001127602-13-004410
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-02-05 18:52:36
Reporting Period:
2013-02-04
Filing Date:
2013-02-05
Accepted Time:
2013-02-05 18:52:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1065865 Janus Capital Group Inc JNS Investment Advice (6282) 431804048
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1201902 M Richard Weil 151 Detroit Street
Denver CO 80206
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-02-04 29,959 $9.26 1,688,564 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 702 Indirect Held By ESOP
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Performance Shares $0.00 2015-12-31 88,200 88,200 Direct
Common Stock Performance Shares $0.00 2015-12-31 131,500 131,500 Direct
Common Stock Stock Options (Right to Buy) $11.78 2017-02-05 468,750 468,750 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2015-12-31 88,200 88,200 Direct
2015-12-31 131,500 131,500 Direct
2017-02-05 468,750 468,750 Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person to cover tax liabilities arising from vesting events.
  2. Each performance share represents a contingent right to receive one share of issuer's common stock. The vesting of the performance award is subject to the achievement of both of the following criteria: 1) the issuer's stock price closing above $8 per share over 20 consecutive trading days at any point during the 4-year award term; and 2) a 4-year ratable vesting schedule commencing December 30, 2012.
  3. Each performance share represents a contingent right to receive one share of issuer's common stock. The vesting of the performance award is subject to the achievement of both of the following criteria: 1) the issuer's stock price closing above $10 per share over 20 consecutive trading days at any point during the 4-year award term; and 2) a 4-year ratable vesting schedule commencing December 30, 2012.
  4. The option award vests annually in four equal installments (within one share) beginning on February 1, 2012.