Filing Details
- Accession Number:
- 0001232432-13-000007
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-02-05 14:57:55
- Reporting Period:
- 2013-02-01
- Filing Date:
- 2013-02-05
- Accepted Time:
- 2013-02-05 14:57:55
- SEC Url:
- Form 4 Filing
Issuer
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1232432 | G Thomas Stevens | C/O Keycorp 127 Public Square Cleveland OH 44114 | Vice Chair And Cao | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2013-02-01 | 350,000 | $6.12 | 694,302 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2013-02-01 | 286,244 | $9.44 | 408,058 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Option to Buy | Disposition | 2013-02-01 | 350,000 | $6.12 | 350,000 | $6.12 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2019-06-12 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Shares | 5,850 | Indirect | Savings Plan |
Footnotes
- As of December 31, 2012.
- Sold on the open market to cover payment of exercise price and tax liability.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.410 per share to $9.450 per share, inclusive. The reporting person undertakes to provide KeyCorp, any holder of KeyCorp Common Shares, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- Became exercisable at a rate of 1/3 per year on each of June 12, 2010, June 12, 2011, and June 12, 2012.
Billionaire Hedge Funds
