Filing Details

Accession Number:
0001503453-13-000004
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-02-04 17:46:30
Reporting Period:
2013-02-01
Filing Date:
2013-02-04
Accepted Time:
2013-02-04 17:46:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1001902 Intevac Inc IVAC Special Industry Machinery, Nec (3559) 943125814
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1008374 H Norman Pond 3560 Bassett Street
Santa Clara CA 95054
Ceo & Chairman Of The Board Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-02-01 10,000 $4.20 710,045 No 4 P Indirect by Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect by Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 8,872 Direct
Common Stock 38,144 Indirect by Partnership
Footnotes
  1. Includes 589,960 shares held by the Norman Hugh Pond and Natalie Pond Trust DTD 12/23/90, 32,357 shares held by the Pond 1996 Charitable Remainder Unitrust DTD 10/15/96 and 87,728 shares held by various trusts for the benefit of the Reporting Person's immediate family members. The Reporting Person serves as the trustee of these trusts.
  2. Shares are held in the name of the Pond Family Partnership, L.P., a Partnership. Norman Pond is the General Partner of the Partnership.