Filing Details

Accession Number:
0001179110-13-001787
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-02-04 17:04:45
Reporting Period:
2013-02-01
Filing Date:
2013-02-04
Accepted Time:
2013-02-04 17:04:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1292426 Gfi Group Inc. GFIG Security & Commodity Brokers, Dealers, Exchanges & Services (6200) 800006224
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1314400 Scott Pintoff C/O Gfi Group Inc.
55 Water Street
New York NY 10041
General Counsel And Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-02-01 50,000 $3.50 21,512 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Restricted Stock Units $0.00 8,733 8,733 Direct
Common Stock Restricted Stock Units $0.00 28,330 28,330 Direct
Common Stock Restricted Stock Units $0.00 52,356 52,356 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
8,733 8,733 Direct
28,330 28,330 Direct
52,356 52,356 Direct
Footnotes
  1. The Restricted Stock Units settle 1 for 1 upon vesting.
  2. The Restricted Stock Units vest 33% on the first anniversary, 33% on the second anniversary and 34% on the third anniversary of the date of grant and have no expiration date. The date of grant was March 31, 2010.
  3. The Restricted Stock Units vest 33% on the first anniversary, 33% on the second anniversary and 34% on the third anniversary of the date of grant and have no expiration date. The date of grant was March 31, 2011.
  4. The Restricted Stock Units vest 33% on the first anniversary, 33% on the second anniversary and 34% on the third anniversary of the date of grant and have no expiration date. The date of grant was March 31, 2012.
  5. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.