Filing Details

Accession Number:
0001568734-13-000010
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-02-04 16:44:27
Reporting Period:
2013-01-31
Filing Date:
2013-02-04
Accepted Time:
2013-02-04 16:44:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1040161 Pixelworks Inc PXLW Semiconductors & Related Devices (3674) 911761992
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1545031 D. Neil Woodall 224 Airport Parkway
Suite 400
San Jose CA 95110
Vp Dsp Eng. & Chief Architect No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-01-31 2,795 $1.91 15,902 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Non-Qualified Stock Option (right to buy) $1.13 2018-10-06 5,000 5,000 Direct
Common Stock Non-Qualified Stock Option (right to buy) $2.28 2018-02-05 2,000 2,000 Direct
Common Stock Non-Qualified Stock Option (right to buy) $2.36 2018-02-09 25,000 25,000 Direct
Common Stock Non-Qualified Stock Option (right to buy) $3.26 2016-07-28 15,000 15,000 Direct
Common Stock Non-Qualified Stock Option (right to buy) $3.38 2015-09-30 15,000 15,000 Direct
Common Stock Non-Qualified Stock Option (right to buy) $6.09 2017-02-12 2,333 2,333 Direct
Common Stock Non-Qualified Stock Option (right to buy) $7.47 2013-12-04 6,048 6,048 Direct
Common Stock Non-Qualified Stock Option (right to buy) $13.95 2016-02-08 5,333 5,333 Direct
Common Stock Non-Qualified Stock Option (right to buy) $21.06 2012-07-16 13,064 13,064 Direct
Common Stock Non-Qualified Stock Option (right to buy) $21.06 2013-09-23 16,666 16,666 Direct
Common Stock Non-Qualified Stock Option (right to buy) $27.45 2014-07-28 25,000 25,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2018-10-06 5,000 5,000 Direct
2018-02-05 2,000 2,000 Direct
2018-02-09 25,000 25,000 Direct
2016-07-28 15,000 15,000 Direct
2015-09-30 15,000 15,000 Direct
2017-02-12 2,333 2,333 Direct
2013-12-04 6,048 6,048 Direct
2016-02-08 5,333 5,333 Direct
2012-07-16 13,064 13,064 Direct
2013-09-23 16,666 16,666 Direct
2014-07-28 25,000 25,000 Direct
Footnotes
  1. The reporting person is voluntarily reporting the acquisition of shares of the Company's common stock pursuant to the Company's Employee Stock Purchase Plan (ESPP) and the purchase price reflects the allowable discount allowed under the ESPP. This transaction is exempt under Rule 16b-3(c).
  2. Becomes exercisable on a monthly basis over 3 years, commencing the last day of the month of the date of grant.
  3. Options become exercisable over 18 months as follows: 33.3% on June 30, 2007 and 66.7% becoming exercisable at a rate of 5.56% on a monthly basis thereafter over 12 months, or through June 30, 2008.
  4. The options become exercisable on a monthly basis at a rate of 10% in year 1, 20% in year 2, 30% in year 3 and 40% in year 4, which commences on the last day of the month the option is granted.
  5. 25% vest on the last day of the month of the first anniversary of the date of grant, with the remaining 75% vesting ratably on a monthly basis thereafter over three years.
  6. The option became exercisable on the grant date.