Filing Details

Accession Number:
0001209191-13-005910
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-02-04 15:18:21
Reporting Period:
2013-02-01
Filing Date:
2013-02-04
Accepted Time:
2013-02-04 15:18:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1331520 Home Bancshares Inc HOMB State Commercial Banks (6022) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1365237 Brian Davis P.o. Box 966
Conway AR 72033
Chief Accounting Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-02-01 1,782 $10.66 4,074 No 4 M Direct
Common Stock Disposition 2013-02-01 1,782 $35.23 2,292 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option Disposition 2013-02-01 1,782 $0.00 1,782 $10.66
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,782 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,759 Indirect By 401(k)
Common Stock - Performance Based 1,500 Direct
Common Stock 1,782 Indirect By IRA
Common Stock - Restricted 1,320 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option $18.62 2017-08-28 5,940 5,940 Direct
Common Stock Stock Option $22.74 2018-10-16 3,300 3,300 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2017-08-28 5,940 5,940 Direct
2018-10-16 3,300 3,300 Direct
Footnotes
  1. Includes 31.254 shares acquired through the Home BancShares, Inc. 401(k) Plan since the last filing.
  2. The option is exercisable in five equal annual installments. The first installment became exercisable on August 29, 2008.
  3. The option is exercisable in five equal annual installments. The first installment became exercisable on November 22, 2005.
  4. The option expires 10 years from the exercisable date, therefore the first installment became exercisable on November 22, 2005 and expires on November 22, 2015.
  5. The option is exercisable in five equal annual installments. The first installment became exercisable on October 17, 2009.
  6. The reporting person had 687 shares vest since the last filing.
  7. The Performance Stock awarded on August 2, 2012 will "cliff" vest on the third annual anniversary of the date that the performance goal is met. The performance goal will be met as of the end of the calendar quarter when the Company has averaged $0.625 diluted earnings per share for four consecutive quarters or $2.50 total diluted earnings per share over a period of four consecutive quarters.
  8. Restricted Stock granted on February 2, 2011 will vest in 33 1/3% installments over three years each February 2nd.
  9. Restricted Stock granted on August 2, 2012 will "cliff" vest 100% three years from award date.