Filing Details

Accession Number:
0000919574-13-000530
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-02-01 14:55:41
Reporting Period:
2012-12-10
Filing Date:
2013-02-01
Accepted Time:
2013-02-01 14:55:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1506492 Sunshine Heart Inc. SSH Electromedical & Electrotherapeutic Apparatus (3845) 680533453
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1435179 Straus Asset Management, Llc 767 Third Ave
21St Floor
Ny NY 10017
No No Yes No
1542495 Melville Straus 767 Third Avenue
21St Floor
New York NY 10017
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-12-10 5,900 $6.74 381,211 No 4 P Indirect See Footnote
Common Stock Disposition 2012-12-11 49,200 $6.98 332,011 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
Footnotes
  1. These securities are held in the accounts of several investment funds (collectively, the "Investment Vehicles") for which Straus Asset Management LLC ("SAM") serves as investment manager. Melville Straus is managing member of SAM. SAM and Mr. Straus may be deemed to beneficially own the securities held by the Investment Vehicles by virtue of SAM's position as investment manager of the Investment Vehicles and Mr. Straus's status as managing member of SAM. The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), or for any other purpose. The Reporting Persons affirmatively disclaim being a "group" for purposes of Section 16.