Filing Details
- Accession Number:
- 0001225208-13-002611
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-01-31 16:54:14
- Reporting Period:
- 2012-12-14
- Filing Date:
- 2013-01-31
- Accepted Time:
- 2013-01-31 16:54:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1137774 | Prudential Financial Inc | PRU | Life Insurance (6311) | 223703799 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1555872 | Scott Sleyster | 751 Broad Street, 4Th Floor Attn. Corporate Compliance Newark NJ 07102 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-12-14 | 430 | $51.48 | 14,401 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 5,783 | Indirect | By 401(k) |
Footnotes
- Inadvertent purchase not directed by the reporting person of 430.12 shares at $51.48 per share through an automatic broker-administered dividend reinvestment plan. On 11/12/2012 the reporting person had a sale of 430.12 shares at $52.39 per share resulting in a short swing profit of $391.41, which has been disgorged in full by the reporting person to the issuer. The brokerage account with the automatic dividend reinvestment feature was established by the reporting person prior to his becoming a Section 16 Officer and the dividend reinvestment feature has since been removed.
Billionaire Hedge Funds
