Filing Details

Accession Number:
0001181431-13-005767
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-01-31 16:15:39
Reporting Period:
2013-01-30
Filing Date:
2013-01-31
Accepted Time:
2013-01-31 16:15:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1524931 Chuy's Holdings Inc. CHUY Retail-Eating Places (5812) 205717694
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1131776 522 Fifth Avenue Fund, L.p. 270 Park Avenue
New York NY 10017
No No No Yes
1346242 J.p. Morgan U.s. Direct Corporate Finance Instl Invts Iii Llc 270 Park Avenue
New York NY 10017
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-01-30 118,739 $24.00 103,887 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. J.P Morgan U.S. Direct Corporate Finance Institutional Investors III LLC ("JPM") and 522 Fifth Avenue Fund, L.P. ("522") sold 117,551 and 1,188 shares in a registered public offering on January 30, 2013 (the "Secondary Offering"), respectively. After the sale, JPM and 522 hold 102,849 and 1,038 shares, respectively. In connection with the initial public offering of shares of common stock of Chuy's Holdings, Inc. (the "Company"), JPM and 522 entered into a Voting Agreement, dated July 9, 2012 (the "Voting Agreement") with the Company, Goode Chuy's Holdings, LLC, Goode Chuy's Direct Investors, LLC and MY/ZP Equity, LP. (Continued to Footnote 2)
  2. As a result of the Voting Agreement, each party thereto may have been deemed to beneficially own all of the shares of common stock of the parties to the Voting Agreement. Pursuant to the terms of the Voting Agreement, the Voting Agreement terminates once the parties thereto collectively no longer own 50% of the outstanding common stock of the Company. As a result of the sales in the Secondary Offering, the Voting Agreement terminated and JPM and 522 are no longer subject to Section 16 reporting requirements.