Filing Details
- Accession Number:
- 0000093751-13-000013
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-01-31 16:09:20
- Reporting Period:
- 2013-01-29
- Filing Date:
- 2013-01-31
- Accepted Time:
- 2013-01-31 16:09:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 93751 | State Street Corp | STT | State Commercial Banks (6022) | 042456637 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1286771 | F Scott Powers | State Street Corporation One Lincoln Street Boston MA 02111 | Evp; President And Ceo Of Ssga | No | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-01-29 | 60,000 | $19.31 | 287,545 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-01-29 | 20,653 | $56.10 | 266,892 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2013-01-29 | 15,994 | $56.10 | 250,898 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2013-01-29 | 23,353 | $56.06 | 227,545 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Right | Disposition | 2013-01-29 | 60,000 | $0.00 | 60,000 | $19.31 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 79,346 | 2019-03-05 | No | 4 | M | Direct |
Footnotes
- The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.
- These shares were withheld to satisfy tax withholding obligations in connection with the exercise of a previously awarded Stock Appreciation Right.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.05 through 56.12, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
- Stock appreciation right becomes exercisable in four equal annual increments commencing March 5, 2010.
Billionaire Hedge Funds
