Filing Details
- Accession Number:
- 0001213184-13-000010
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-01-30 18:35:01
- Reporting Period:
- 2013-01-28
- Filing Date:
- 2013-01-30
- Accepted Time:
- 2013-01-30 18:35:01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 225263 | Newport Corp | NEWP | Laboratory Apparatus & Furniture (3821) | 940849175 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1213184 | B Jeffrey Coyne | 1791 Deere Avenue Irvine CA 92606 | Sr. Vp, General Counsel & Sec. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-01-28 | 6,649 | $11.27 | 64,815 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-01-28 | 6,649 | $14.51 | 58,166 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-01-29 | 2,351 | $11.27 | 60,517 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-01-29 | 6,950 | $11.27 | 67,467 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-01-29 | 9,301 | $14.53 | 58,166 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Nonqualified Stock Option (right to buy) | Disposition | 2013-01-28 | 6,649 | $0.00 | 6,649 | $11.27 |
| Common Stock | Nonqualified Stock Option (right to buy) | Disposition | 2013-01-29 | 2,351 | $0.00 | 2,351 | $11.27 |
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2013-01-29 | 6,950 | $0.00 | 6,950 | $11.27 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 11,851 | 2013-02-23 | No | 4 | M | Direct | |
| 9,500 | 2013-02-23 | No | 4 | M | Direct | |
| 3,050 | 2013-02-23 | No | 4 | M | Direct |
Footnotes
- Transaction was effected pursuant to a Rule 10b5-1 trading plan established by reporting person on March 14, 2012.
- Reflects the weighted-average sale price for an aggregate of 6,649 shares sold in multiple transactions at prices ranging from $14.50 to $14.53 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Reflects the weighted-average sale price for an aggregate of 9,301 shares sold in multiple transactions at prices ranging from $14.50 to $14.59 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Option became fully vested on February 24, 2007.
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