Filing Details

Accession Number:
0001140361-13-003689
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-01-30 12:43:00
Reporting Period:
2013-01-28
Filing Date:
2013-01-30
Accepted Time:
2013-01-30 12:43:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1493491 Heritage Financial Group Inc HBOS Savings Institution, Federally Chartered (6035) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1394352 F Fred Sharpe C/O Heritage Financial Group
721 N Westover Boulevard
Albany GA 31707
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-01-28 166 $13.49 14,026 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,675 Indirect By 401(k)
Common Stock 1,256 Indirect By spouse
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Appreciation Rights $11.94 2012-07-01 2022-07-01 6,195 6,195 Direct
Common Stock Stock Option (Right to Buy) $11.94 2012-07-01 2022-07-01 6,195 6,195 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2022-07-01 6,195 6,195 Direct
2022-07-01 6,195 6,195 Direct
Footnotes
  1. Transaction represents an award of stock appreciation rights and stock options under the Issuer's 2011 Equity Incentive Plan. The rights are scheduled to vest in five equal annual installments beginning on July 1, 2012.
  2. The stock appreciation rights and stock options were granted in tandem. Accordingly, the exercise of one results in the termination of the other.
  3. Transaction represents the purchase of 166 shares at a purchase price of $13.49 per share on 01/28/2013.