Filing Details
- Accession Number:
- 0001203311-13-000008
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-01-29 20:16:09
- Reporting Period:
- 2013-01-25
- Filing Date:
- 2013-01-29
- Accepted Time:
- 2013-01-29 20:16:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1060736 | Seattle Genetics Inc | SGEN | Biological Products, (No Disgnostic Substances) (2836) | 911874389 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1393945 | C Thomas Reynolds | 21823 30Th Drive Se Bothell WA 98021 | Chief Medical Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-01-25 | 2,083 | $15.46 | 59,684 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-01-25 | 2,083 | $29.84 | 57,601 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-01-28 | 1,027 | $12.16 | 58,628 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-01-28 | 1,027 | $30.19 | 57,601 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-01-28 | 1,576 | $12.16 | 59,177 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-01-28 | 1,576 | $30.19 | 57,601 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-01-28 | 2,604 | $12.00 | 60,205 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-01-28 | 2,604 | $30.19 | 57,601 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2013-01-28 | 1,027 | $0.00 | 1,027 | $12.16 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-01-28 | 2,604 | $0.00 | 2,604 | $12.00 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-01-28 | 1,576 | $0.00 | 1,576 | $12.16 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-01-25 | 2,083 | $0.00 | 2,083 | $15.46 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 7,196 | 2019-08-25 | No | 4 | M | Direct | |
| 41,147 | 2020-08-27 | No | 4 | M | Direct | |
| 11,035 | 2019-08-25 | No | 4 | M | Direct | |
| 58,116 | 2021-08-24 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Dr. Reynolds on December 13, 2012.
- $29.8393 represents an average price per share for the shares sold on 1/25/2013. The sell price for shares sold on this day ranged from $29.69 to $29.90.
- Amount of securities beneficially owned following reported transactions includes 53,886 Restricted Stock Units subject to vesting.
- $30.1878 represents an average price per share for the shares sold on 1/28/2013. The sell price for shares sold on this day ranged from $30.10 to $30.25.
- Shares shall vest at a rate of 25% on 8/25/10 and monthly thereafter until all the shares are fully vested on 8/25/13.
- Shares shall vest at a rate of 25% on 8/27/11 and monthly thereafter until all the shares are fully vested on 8/27/14.
- Shares shall vest at a rate of 25% on 8/24/12 and monthly thereafter until all the shares are fully vested on 8/24/15.
Billionaire Hedge Funds
