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Home > Insider Trading > Filing (0001437749-13-000848)

Filing Details

Accession Number:: 0001437749-13-000848
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-01-29 19:06:20
Reporting Period:: 2012-09-11

Filing Date:: 2013-01-29
Accepted Time:: 2013-01-29 19:06:20
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1023844	National Holdings Corp	NHLD.OB	Security & Commodity Brokers, Dealers, Exchanges & Services (6200)	364128138

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1164682	Mark Goldwasser	C/O National Holdings Corp. 120 Broadway, 27Th Floor New York NY 10271	President	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $0.02 Per Share	Acquisiton	2012-09-11	126,188	$0.00	172,278	No	4	A	Direct
Common Stock, Par Value $0.02 Per Share	Acquisiton	2013-01-25	66,667	$0.30	236,945	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	A	Direct
No	4	P	Direct

Footnotes

These shares of Common Stock were issued pursuant to the Reporting Person's employment agreement.