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Filing Details

Accession Number:
0001206774-13-000399
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-01-29 16:14:59
Reporting Period:
2013-01-28
Filing Date:
2013-01-29
Accepted Time:
2013-01-29 16:14:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
880562 Daegis Inc. DAEG Services-Prepackaged Software (7372) 942710559
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1495376 A Kurt Jensen 1420 Rocky Ridge Drive
Suite 380
Roseville CA 95661
No No Yes No
1495804 Dated January 25, 2007 The Jensen Revocable Trust 1420 Rocky Ridge Drive
Suite 380
Roseville CA 95661
No No Yes No
1495805 L Carolyn Jensen 1420 Rocky Ridge Drive
Suite 380
Roseville CA 95661
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-01-28 20,000 $1.40 1,720,916 No 4 S Indirect By trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By trust
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option $2.90 2021-05-02 85,000 85,000 Direct
Common Stock Stock Option $2.90 2021-05-02 40,000 40,000 Direct
Common Stock Stock Option $1.92 2021-07-01 44,250 44,250 Direct
Common Stock Stock Option $1.92 2021-07-01 14,750 14,750 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2021-05-02 85,000 85,000 Direct
2021-05-02 40,000 40,000 Direct
2021-07-01 44,250 44,250 Direct
2021-07-01 14,750 14,750 Direct
Footnotes
  1. Option granted 5/2/11, pursuant to the 2010 Stock Option Plan and vests 33% upon issuance of the stock option with 33% vesting over the next 12 months and the remaining 33% over the following 12 months. Option is exercisable to the extent vested.
  2. Option granted 5/2/11, pursuant to the 2010 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
  3. Option granted 7/1/11, pursuant to the 2010 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Unify Corporation. Option is exercisable to the extent vested.
  4. Option granted 7/1/11, pursuant to the 2010 Stock Option Plan and vests over a three-year period with sixty-seven (67%) percent vesting on April 30, 2013 and the remainder will vest evenly as to 1/12th per month until the option is fully vested on April 30, 2014 if specific stock price appreciation goals are achieved.